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Anxiety disorders and major depression, together or apart

94
Levine et al.
DEPRESSION AND ANXIETY 14:94–104 (2001)
ANXIETY DISORDERS AND MAJOR DEPRESSION,
TOGETHER OR APART
Joseph Levine, M.D.,* Daniel P. Cole, M.D., K. N. Roy Chengappa, M.D., and Samuel Gershon, M.D.
This paper will discuss the relationship between anxiety and depression. We
will begin with a brief historical perspective. We will then move into the twen-
tieth century, with a focus on the 1950s, at which time the introduction of
pharmacological treatment options revolutionized the field of psychiatry. The
use of psychiatric medications and the observation of treatment response pro-
vided an additional means of understanding the relationship between anxiety
and depression. From the late 1970s to the 1990s, it became apparent that
various medications possessed wider therapeutic profiles than were previously
recognized. For example, many medications were found to be efficacious in
both anxiety and depressive disorders. These expanded therapeutic profiles pro-
vided additional clues to fuel our thinking about the relationship between
anxiety and depression. The two major objectives of this paper are, first, to
describe and formalize a process of pharmacological dissection and, second, to
consider how this process might contribute to our search for a better under-
standing of the relationship between anxiety and depression.

Depression and
Anxiety 14:94–104, 2001. 2001 Wiley-Liss, Inc.
Key words: major depression; anxiety disorders; antidepressive agents;
antianxiety agents; pharmacological dissection; comorbidity

HISTORICAL PERSPECTIVE
hensive phenomenological description of signs and symptoms. Thus, his description of neurosis was hroughout the Greco-Roman period up to the rather general, including symptoms of both anxiety Rennaissance period, and through much of the 18th, 19th, and the beginning of the 20th century, the entity Aubrey Lewis [1970-1] in agreement with Map- of melancholia was understood to encompass symp- other [1926] proposed a new conceptual viewpoint in toms of both depression and anxiety [Glass, 1994].
1934, suggesting a continuum between anxiety and Kraepelin [1927] believed that the mental disorders depression. He regarded anxiety as an integral part of were brain disorders and aimed to define discrete and depression. In fact, Lewis [1966, 1970-71] described a mutually exclusive psychiatric diseases. Kraepelin dif- variant of manic-depressive illness in which the major ferentiated two types of depression. One type was form was agitated depression and the minor form was Angst (anxiety) that appeared with melancholia in con- anxiety neurosis. Lewis too failed to draw a distinction trast to another type that was Angestlichkeit, character- ized by helplessness in the face of danger. While Adolf Meyer [Slater and Roth, 1969] played an im- Kraepelin made significant contributions to the epis- portant role in the development of DSM I and II temology of psychiatric diseases, he made no clear dis- [American Psychiatric Association, 1952, 1968]. Meyer tinction between anxiety and depression.
suggested that psychiatric disorders were the conse- Freud [Fenichel, 1945] was the first to address anxi- ety as a separate entity. Initially, he proposed that theaccumulation of tension due to frustrated sexual dis-charge was the cause of anxiety. Later in 1926, hedrew a distinction between realistic anxiety (in the face Stanley Center for the Innovative Treatment of Bipolar Dis-
of actual danger) and neurotic anxiety (in the face of order, Western Psychiatric Institute and Clinic, Pittsburgh,
subjective perception of danger). Freud spoke sepa- Pennsylvania
rately on the issue of melancholia in 1917. According *Correspondence to: Dr. Joseph Levine, Beersheva Mental Health to Freud, melancholia may encompass symptoms of Center, P.O. Box 4600, Beersheva, Israel.
both depression and anxiety. On the whole, though, Freud was more interested in formulating the patient’spsychodynamic forces than in formulating a compre- Received for publication 10 April 2000; Accepted 10 May 2001 2001 WILEY-LISS, INC.
Theoretical Review Article: Depression and Anxiety, Together or Apart
95
quence of an individual’s reaction to internal and exter- brought a (premature) closure to the question of shared nal stressors. In both DSM I and II, differentiation be- vulnerability (matrix) . for anxiety and depression.” tween disorders was based more on precipitants andseverity of illness than on the quality of symptoms.
THE LATE 1980S AND 1990S: ANXIETY AND
Thus, less severe clinical states were diagnosed as DEPRESSION TOGETHER AGAIN
“neuroses,” while more severe clinical states with no Various authors challenged the validity of the hier- clear precipitants were diagnosed as “psychoses.” So, in archical and exclusionary relationship between anxiety this schema, the less severe depressive disorder was re- and depression, as was put forth in DSM III. So ferred to as depressive neurosis (a neurosis) and the strongly were these ideas challenged that in DSM III- more severe form of depression was referred to as a R and DSM-IV the restriction on Axis I was lifted, psychotic depressive reaction (a psychosis). Both states opening the door for the diagnosis of both anxiety and consisted of a similar symptom profile that consisted of depressive disorders on Axis I. Soon, it became clear depressed mood, psychomotor retardation, apprehen- from epidemiological studies that the comorbidity of sion, anxiety, and perplexity. Anxiety neurosis, on the anxiety and depression was quite frequent.
other hand, was said to present with anxiety but was Table 1 summarizes some of this epidemiologic data also known to present with symptoms of depression. In in terms of lifetime comorbidity of several anxiety dis- the end, neither DSM I nor DSM II drew a clear line orders with major depressive disorder. In Table 1, data to distinguish between anxiety and depression.
are reported as rough estimates, since the literature re- Perhaps, the best summary of the relationship be- ports a wide range of values for percent of life-time tween anxiety and depression up to the 1970s was pre- comorbidity. On the whole, Reiger [1988] estimated sented by Roth [1972] who stated: “Most of the that the comorbidity between anxiety disorders and ei- workers in the field, whether Kraepelinian, psycho- ther major depressive disorder or dysthymia was 25– analytic, Meyerian, or Genetical-interactional in their 40%. This is a much higher percentage of comorbidity approach towards classification of affective disorder, than would be expected if the disorders were com- have conceived of anxiety and depression as closely re- pletely independent (i.e., if comorbidity was solely a lated and interlocked forms of emotional response in respect to both normal and pathological reaction.” So, after less than two decades (the late 1970s and the1980s), the concept of anxiety and depression being THE 1970S AND EARLY 1980S: ANXIETY AND
separable entities have again begun to be viewed as less DEPRESSION APART
distinct and more overlapping entities.
In 1972, Roth and colleagues published epidemio- logical studies on the classification of affective disor- EXPLORING THE RELATIONSHIP
ders [Roth et al., 1972; Gurney et al., 1972]. In BETWEEN DEPRESSION AND ANXIETY
particular, they examined the relationship between Table 2 summarizes the possible relationship be- anxiety and depression, differentiating the two on the tween anxiety and depression. Several lines of investi- basis of symptom clusters, using “discriminant func- gation can be used to explore this relationship. A tion analysis.” These authors found a bimodality of partial list of these investigations include epidemiol- symptom scores, suggesting that anxiety states and de- ogy (including population genetics), neuropsychologi- pressive illness characterize two different groups of cal, and CNS pathophysiological studies. Additional patients. These findings were incorporated into the approaches involve the comparative analysis of phe- definitions of psychiatric illnesses in DSM III.
nomenological clusters and the treatment response to DSM III [1980] was designed to be an atheoretical, various medications, i.e., pharmacological dissection.
symptom-oriented classification. It introduced explicitinclusion and exclusion criteria, including such data as TABLE 1. Estimates of life-time comorbidity
number and type of symptoms, age of onset, and type depression and anxiety*
and extent of disability. It, thus, established thresholdsfor various disorders. It allowed for multiple diagnoses on Axis II (personality disorders) and on Axis III (physical disorders). It did not, however, allow for comorbid diagnosis of an anxiety disorder along with major depression in Axis I. Moreover, it gave major depression precedence over anxiety disorders. Simply put, there was no diagnostic mechanism for acknowl- edging the presence of an anxiety disorder in the con- Together, the epidemiologic study of Roth and the diagnostic guidelines of DSM III supported the idea *See Gorman, 1997; Kessler, 1994; Ries Merikangas, 1995; Dubson & that anxiety and depression were two distinct entities.
Chung, 1990; Lydiard, 1996; Weissman, 1994; Gorman, 1996; Pasnau, Of this conclusion, Maser et al. [1995] stated that, “it 96
Levine et al.
TABLE 2. Possible relationship between depression
predominantly double-blind studies), findings will be and anxiety
grouped by disorder, first focusing on the role of anti-depressants in anxiety disorders and then focusing on Both anxiety and depression are reflections of the same the role of anxiolytics in major depression. This will provide us with data necessary for a pharmacological 1. Both are reflections of the same phenomenon (different parts dissection between the entities of the anxiety disorders 2. One of the two is but a mere relfection of the other and major depressive disorder. Thereafter, we will dis- 3. One of the two induces changes that lead to the other cuss the need for higher doses of certain psychotropics There is a comon factor for both anxiety and depression in panic disorder and OCD. Although these data are 1. There is common factor to both anxiety and depression (e.g., more relevant for a pharmacological dissection within stress, negative affectivity, or vulnerability). Such the sphere of anxiety disorders, it will enable us to fur- vulnerability may interact with other parameters leading to ther demonstrate the usefulness of pharmacological anxiety, depression, or mixed anxiety-depression (common dissection to differentiate disorders.
Anxiety and depression are two separate entitles ANTIDEPRESSANT USE IN ANXIETY
1. These are two separate entities. Mainly they can be either DISORDERS
depression or anxiety (sometimes referred to as the Panic disorder. Klein and Fink [1962] examined be-
2. These are two separate entities. However they may frequently havioral response to imipramine in an open study of 215 inpatients with anxiety disorders. This was the first 3. These are two separate entities; each can appear at threshold study to demonstrate the beneficial effect of imi- or sub-threshold level. Any combination is possible (mixture pramine in a subgroup of 14 patients who were suffer- ing from panic attacks. At discharge, 79% (11 of 14) 4. Comorbidity is a common final pathway of two distinct were improved and 21% (3 of 14) were much im- proved. The efficacy of imipramine in treatment ofpanic attacks was later confirmed by Klein et al. [1964]in a small double-blind study. Thirteen additional The method to be used in the remainder of this pa- double-blind studies have confirmed the efficacy of per is evaluation of clinical response to psychotropic imipramine in the treatment of panic disorder, phobia medications in the context of anxiety and depressive plus panic attacks, agorophobia plus panic attacks, and illnesses. First, we will consider a focused review of phobic anxiety [Jefferson, 1997]. Also, Jefferson [1997] current data related to the therapeutic profiles of summarized the data supporting the efficacy of MAOIs available medications which are currently used in the in the treatment of panic disorder, suggesting that the treatment of anxiety and depressive disorders. The most definitive evidence was provided by Sheehan et particular disorders that will be considered in this al. [1980]. In this study 57 patients with “endogenous analysis are major depressive disorder and the anxiety anxiety” were treated for 12 weeks with either phenel- disorders including panic disorder, social phobia, ob- zine, imipramine, or placebo. At week 6, both drugs sessive-compulsive disorder (OCD), post-traumatic were better than placebo. By the end of the study, stress disorder (PTSD), and generalized anxiety disor- phenelzine was shown to be more efficacious than imi- der (GAD). We will then propose some of the guiding pramine in most of the outcome measures. The SSRIs principles that are used in our approach to pharmaco- have also been shown to be effective in panic disorder.
logical dissection. Finally, we will demonstrate the Black et al. [1993] compared fluvoxamine with placebo in an 8-week trial. At the end of the study, 81% of pa-tients treated with fluvoxamine were free of symptoms, MEDICATION TRIALS OF
while only 29% of the placebo group responded. Effi- ANXIETY AND DEPRESSION
cacy of sertraline in panic disorder was demonstratedin a large placebo controlled study of 320 patients The process of pharmacological dissection is based [Gorman et al., 1994; Rapoport et al., 1998]. Efficacy upon knowledge of the therapeutic profiles of a vari- of paroxetine in panic disorder was demonstrated in at ety of medications or treatments. Since such knowl- least two double-blind controlled studies [Jefferson, edge is fundamental to the process of pharmacological 1997; Oehrberg et al., 1995]. Efficacy data for fluoxe- dissection, we will provide some relevant data en- tine is supported by a small double-blind study [By- abling such dissection. In general, it appears that most stritsky et al., 1994]. Efficacy of citalopram was medications which are principally used as antidepres- demonstrated in a large double-blind, placebo and sants (e.g., TCAs, MAOIs, and SSRIs) are, also, effica- clomipramine controlled trial of 475 patients [Wade et cious as anxiolytics (see Table 3). On the other hand, al., 1997]. Alprazolam has been shown to be as effec- this same reciprocity of therapeutic profiles is not al- tive as imipramine and to be more effective than pla- ways evident in medications which are principally used cebo [Ballenger et al., 1988]. Inositol, a simple sugar as anxiolytics (e.g., various benzodiazaepines). When with antidepressant efficacy [Levine, et al., 1995], has discussing relevant data, (published clinical trials - been reported to have efficacy in panic disorder, based Theoretical Review Article: Depression and Anxiety, Together or Apart
97
TABLE 3. Efficacy of pharmacological treatments for anxiety disorders and major depresison
Tranditional antidepressantsSSRIs (including clomipramine) Traditional anxiolyticsBenzodiazepines (diazepam, clonazepam) upon a 4-week double-blind cross-over study [Benjamin [1995] performed a cross-over study of sertraline vs.
et al., 1996]. While the literature addressing efficacy of placebo, which demonstrated response rates of 50% the newer antidepressants in panic disorder is inad- equate in terms of placebo controlled studies, data from Obsessive-compulsive disorder. The treatment of
one site (n=25) of an 8-week multi-site double blind OCD with clomipramine has been demonstrated in a study of venlafaxine for treatment of panic disorder has large multicenter study (n=520) [Anonymous, Clomi- demonstrated a trend toward efficacy of venlafaxine as pramine Collaborative Study Group, 1991]. An aver- compared to placebo [Pollack et al., 1996].
age reduction in OCD symptoms of 40% was reported Charney et al. [1986] found trazodone to be less ef- in the clomipramine group, while only a 4% reduction fective than imipramine or alprazolam in treating of symptoms was seen in the placebo group. Several of panic disorders, and buproprion does not appear to be the newer SSRIs have also demonstrated efficacy in effective [den Boer and Westenberg, 1988]. Interest- OCD [Chouinard, 1992; Griest et al., 1995a,b]. In a ingly, bupropion does not seem to be effective in panic multi-center meta-analysis, Griest et al. [1995a] found that placebo controlled trials have demonstrated that Social phobia. Keck and McElroy [1997] surveyed
clomipramine, fluoxetine, and sertraline are superior to the literature on social phobia, finding seven double- placebo. Clomipramine, however, did have a larger ef- blind studies of antidepressants being used in the treat- fect size as compared to the other SSRIs. Trazodone ment of social phobia. Five of these studies assessed the was found not to be an effective anti-obsessional agent efficacy of MAOIs and/or RIMAs (reversible inhibitors in OCD in one double-blind controlled study [Pigott of monoamine oxidase) in social phobia. Liebowitz et al. [1992] conducted an 8-week study comparing par- Posttraumatic stress disorder. Three studies have
allel groups of phenelzine vs. atenolol vs. placebo.
evaluated TCAs in the treatment of PTSD. Frank et Response rates were 64% for phenelzine, 30% for al. [1988] compared imipramine, phenelzine, and pla- atenolol, and 23% for placebo. Gelernter et al. [1991] cebo. Both imipramine and phenelzine were found to conducted a 12-week study that compared parallel be superior to placebo. Davidson et al. [1990] showed groups of phenelzine vs. alprazolam versus placebo.
in an 8-week trial that amitriptyline up to 300 mg/day Response rates were 69% for phenelzine, 38% for may improve some PTSD symptoms as compared alprazolam, and 20% for placebo. Versiani et al. [1992] with placebo. Reist et al. [1989] evaluated the efficacy also conducted a parallel group study for 16 weeks that of desipramine vs. placebo and found the desipramine compared phenelzine vs. moclobemide vs. placebo.
group had improvement of depressive symptoms but Response rates were 91% for phenelzine, 82% for no significant improvement of the core PTSD symp- moclobemide, and 43% for placebo. Another parallel toms. A double-blind placebo controlled study by van group study was performed by van Vliet et al. [1992].
der Kolk et al. [1994] demonstrated superiority of This 8-week study compared brofaromine with pla- cebo and response rates were 79% for brofaromine Generalized anxiety disorder. GAD, perhaps, has
(belonging to the RIMA class) and only 14% for pla- had the least clear results. Hoehn-Saric et al. [1988] cebo. The final study on MAOIs/RIMAs in social pho- studied outpatients with GAD in a double-blind trial bia was again a parallel design, this time for 12 weeks, comparing alprazolam and imipramine for 6 weeks.
which compared brofaromine with placebo. Response Both medications were comparable in terms of reduc- rates were 79% for brofaromine and 26% for placebo ing anxiety. Imipramine was superior to alprazolam in [Fahlen et al., 1995]. The remaining two double-blind terms of reducing depressive symptoms, obsessive and studies assessed the efficacy of SSRIs in social phobia.
somatic symptoms, hyperarousal, and interpersonal Van Vliet et al. [1994] studied parallel groups of sensitivity. Rickels et al. [1993] compared imipramine, fluvoxamine versus placebo. Response rates were 47% trazodone, diazepam, and placebo over an 8-week pe- for fluvoxamine and 8% for placebo. Katzelnick et al.
riod in 230 GAD patients. At 3 weeks, all active drugs 98
Levine et al.
were superior to placebo. At week 4 imipramine was found to be effective in mild to moderate depression, superior to trazodone and diazepam. By the end of although they have been shown to be inferior to tricy- week 6 only imipramine was superior to placebo. No clic antidepressants (TCAs) in patients with endog- correlation between baseline depression and the out- enous or melancholic depression. Furthermore, it is come was found. However, in a subgroup meeting also questionable whether triazolo-benzodiazepines amelio- criteria for major depression, imipramine and trazo- rate the core symptoms of depression [Casacalenda and done were superior to diazepam and placebo. Roca et al. [1997] conducted an 8-week double-blind study of Buspirone, an anxiolytic drug [Rickels et al., 1990; paroxetine, imipramine, and 2-chlordesmethyldia- Fulton, 1997], has shown some efficacy in reducing zepam in 81 outpatients with GAD. All three medica- depressive symptoms in patients diagnosed with major tions showed significant improvement after 8 weeks.
depression which was associated with significant anxi- However, conclusions drawn from these results should ety symptoms. Robinson et al. [1990] reported these be taken with caution for the lack of a placebo group.
results in a large (n=382) double-blind placebo con- Casacalenda and Boulenger [1998] summarize the results trolled study, noting that higher doses (40–90 mg per of these antidepressant drug trials in GAD concluding day) were used and that particular items of improve- that TCAs and the SSRI paroxetine demonstrate effi- ment on the Hamilton Depression Rating Scale repre- cacy in GAD compatible to that of the benzodia- sented some of the core depressive symptoms, such as depressed mood, guilt, work and interest, anergia, anddiurnal variation of mood. Fabre et al. [1990] studied ANXIOLYTIC USE IN MAJOR DEPRESSIVE
140 outpatients and reported that buspirone (41–54 DISORDER
mg daily) was better than placebo in the treatment of While many antidepressants are quite effective in major depression up to 6 weeks (but not in week 8).
the treatment of a variety of anxiety disorders, this Buspirone was superior to placebo in a subgroup of same reciprocity does not appear to be the case for the patients with severe melancholic depression. However, use of anxiolytics in the treatment of depression.
since the analysis used was intent-to-treat and the Schatzberg and Cole [1978] reviewed 20 double-blind drop-out rate was very high, these results should be studies and concluded that benzodiazepines are not viewed with caution. Rickels et al. [1997] studied 155 particularly effective for the treatment of depression.
patients suffering from major depression with moder- A possible exception is the use of the triazolo-benzo- ate anxiety. Twenty-nine percent of buspirone and diazepine, alprazolam. Casacalenda and Boulenger 40% of placebo treated patients discontinued treat- [1998] surveyed 21 double-blind controlled studies ment before 8 weeks. Thirty-five percent of subjects comparing alprazolam, TCAs, and/or placebo in adult taking placebo and 70% of buspirone-treated patients subjects with major depression. These authors con- were rated moderately to markedly improved at 8 clude that alprazolam in doses up to 4 mg daily appear weeks. Casacalenda and Boulenger [1998], surveying to have an acute effect comparable to that of several the literature on buspirone in major depression, con- TCAs in outpatients with mild to moderate major de- cluded that buspirone has modest antidepressant effi- pression [Rickels et al., 1985, 1987; Feighner et al., cacy especially in patients exhibiting anxiety symptoms 1983]. However, alprazolam does not seem to be ef- and that one cannot rule out that at least part of the fective in inpatients with severe major depression or improvement seen was due to an antianxiety effect of significant psychomotor retardation or decreased REM latency [Hubain et al., 1990; Eriksson et al.,1987; Rush et al., 1985].
VARIABLE DOSAGE REQUIREMENTS
Some writers have suggested that high doses of ben- Benzodiazapines in panic disorder versus GAD.
zodiazepines may be effective in the treatment of de- Charney and Woods [1989] studied alprazolam and pression [Tyrer and Tyrer, 1994]. However, Petty et al.
lorazepam in 48 patients with panic attacks with or [1995] and Lipman et al. [1986] demonstrated in without agorophobia. Both benzodiazepines were double-blind placebo controlled studies that chlordia- shown to have similar efficacy in reducing the panic zepoxide was not efficacious in the treatment of de- attacks. It is of note, though, that the doses required to pression. In a more recent review on this topic, achieve such response were double those required for Birkenhager et al. [1995] commented that comparative the treatment of generalized anxiety (mean daily dose studies with classical (non-triazolo) benzodiazepines in of alprazolam and lorazepam, administered for panic major depression show that these agents do not allevi- disorder at week 6 of the study, were 2.7 and 6 mg, re- ate the core symptoms of depression. They do, though, spectively). Similar results, that is, that higher doses of have an effect on sleep and anxiety. Classic benzodiaz- benzodiazepines were required in the treatment panic epines show some efficacy in minor depression, but disorder, were reported by Schweizer et al. [1988].
this conclusion, again, may be related to efficacy in pa- Clomipramine and SSRIs in OCD versus major
tients suffering from anxiety disorders rather than de- depression. In the meta-analysis by Greist et al.
pression. Triazolo-benzodiazepines, mainly alprazolam [1995a], fixed-dose studies revealed that the “best” (mean doses approximately 2.5 to 4 mg/day), have been doses of fluoxetine and sertraline were 60 mg and 200 Theoretical Review Article: Depression and Anxiety, Together or Apart
99
mg, respectively. The recommended doses of these RULE OF LIMITED EFFICACY
drugs for major depression are in general about 20 mg If a medication is efficacious in one disorder, but of fluoxetine [i.e., Patris et al., 1996]. This data sug- has a lower rate of response or requires significantly gests that higher doses of serotonergic antidepressants higher doses in a second disorder, then we will assume are necessary for effective treatment of OCD as com- that there is some biological similarity between these disorders. However, this situation of limited efficacy, SUPERIOR EFFICACY OF VARIOUS
also, suggests that there is unshared biological at- TREATMENTS IN PARTICULAR ILLNESSES
OR SUBGROUPS OF ILLNESSES
The intention of our pharmacological dissection is to gain some insight into the shared and unshared bio- Superior efficacy of serotoninergic antidepres-
logical characteristics of anxiety and depression. It is sants in OCD. Whereas other anxiety disorders re-
important to note that, by these rules, we are attribut- spond to a greater variety of antidepressants, OCD ing “biological similarity” based on pharmacological appears to respond more selectively to clomipramine dissection but not other dissecting tools. So, the con- and the SSRIs [Lydiard, 1994]. These medications clusions that we reach through this analytic process seem to represent one class of antidepressants based will need to be considered as suggestive only [see also on our current understanding of putative mechanisms of action, i.e., serotonergic modulation.
EXAMPLES OF
AN APPROACH TO
PHARMACOLOGICAL
PHARMACOLOGICAL
DISSECTION
DISSECTION
Three examples will be provided in order to dem- While the intuitive process of pharmacological dis- onstrate the process of pharmacological dissection.
section is not novel, there is no established method by The first example will consider the relationship be- which this process is carried out. Toward this end, we tween MDD and panic disorder and the second will draw on the rule of logic known as “Ockham’s Razor,” consider the relationship between MDD and OCD. A which was proposed by William of Ockham (1285– third example will consider the relationship between 1349). Essentially, this rule states that, when seeking panic disorder and GAD, particularly to demonstrate to explain the nature of something, the simplest expla- nation is more likely to be true than a more compli-cated explanation. The elegant simplicity of this MDD AND PANIC DISORDER
principle was a noticeable departure from other philo- By the Rule of Shared Efficacy, we conclude that sophical approaches of the time and it has been sug- there is some degree of biological similarity between gested that Ockham’s Razor paved the way for modern these two disorders. Medications from each of the three major antidepressant groups (TCAs, SSRIs, and Using Ockham’s Razor as a guide, we shall formal- MAOIs) have demonstrated efficacy in both MDD ize an approach to pharmacological dissection by pre- and panic disorder [Gorman, 1994, 1996, 1997]. The senting three basic rules that will be used to compare two best studied members of the TCA class are imi- anxiety and depression. In brief, The Rule of Shared pramine and clomipramine. Studies suggest that these Efficacy describes situations that suggest biological two medications are either equivalent in terms of similarity; The Rule of Unshared Efficacy describes panic disorder efficacy or that clomipramine may be situations that suggest biological differences; and The superior [Boyer, 1995; Modigh et al., 1992]. Good ef- Rule of Limited Efficacy describes situations that sug- ficacy for both disorders has been demonstrated with gest both shared and unshared biological attributes.
By the Rule of Unshared Efficacy, it is important to RULE OF SHARED EFFICACY
note that bupropion, while it is effective in the treat- If a single medication is efficacious in two disor- ment of MDD, does not appear to be efficacious in ders, then we will assume that these disorders share a the treatment of panic disorder [Sheehan, 1983].
common biological dysfunction. If this shared effi- In conclusion, this pharmacological dissection sug- cacy exists for more than one class of medication, gests that there is a biological similarity between then the disorders may share more than one biologi- MDD and panic disorder. This is supported by the observation that three classes of antidepressants dem-onstrate efficacy in both disorders. The fact that RULE OF UNSHARED EFFICACY
buproprion is ineffective in panic disorder suggests If a single medication is efficacious in one disorder there are also unshared biological attributes between but not the other then we will assume that these disor- ders have different biological attributes.
Speculating briefly about possible meanings in 100
Levine et al.
terms of shared biological attributes, the most consistent Speculating briefly about the possible meaning of similarity in terms of putative mechanisms of action is these similarities, the strongest association between the role of 5-HT enhancement. Support for this asser- GAD and panic disorder is demonstrated by the effi- tion derives from the idea that the most effective antide- cacy of imipramine, thus suggesting a role for the NE pressants in the treatment of panic disorder are the system in these illnesses. While not yet definitively more pro-serotonergic agents, such as clomipramine demonstrated, there may be efficacy with paroxetine and the SSRIs [Boyer, 1995; Modigh et al., 1992]. Addi- as well. This may eventually lead to recognition that tionally, the apparent lack of efficacy in panic disorder of the 5-HT system may be involved in GAD as well.
buproprion, which lacks significant serotonergic effects, Alternatively, it may reveal that even the relatively suggests a less significant role for the NE and DA sys- small NE effects of paroxetine or some other actions tems in this illness [Ascher et al., 1995].
of paroxetine are involved in the pathology of GAD.
The gamma aminobutyric acid (GABA) system, the MDD AND OCD
apparent active site of the benzodiazepines, may be in- By the Rule of Shared Efficacy, we can again con- volved to a greater degree in GAD and to a lesser ex- clude that there is biological similarity between MDD and OCD. Primarily, the SSRIs and clomipramine have If these rules are applied to MDD and other anxiety been shown to be efficacious in both MDD and OCD.
disorders, such as GAD, PTSD, and social phobias, it By the Rule of Unshared Efficacy, we note that will be noted that MDD has shared biological proper- non-seroternergic antidepressants do not display re- ties with these disorders as well. However, space con- ciprocal efficacy in OCD. While there have been case straints and lack of double-blind studies of several reports that suggest limited efficacy of several of the classes of antidepressants in these anxiety disorders MAOIs, and of the more noradrenergic TCAs, there prevents us from elaborating further. For example, are no controlled studies that support the efficacy of there is lack of good data on TCAs in social phobia and MAOI and SSRI antidepressants in GAD.
Speculating about shared biological attributes, sero- tonergic mechanisms of action of clomipramine and DISCUSSION
the SSRIs suggest that a disordered serotonergic sys-tem may represent a common biological property be- Since the earliest conceptualizations of melancholia, this malady was considered to be comprised of bothanxiety and depressive symptoms. Modern pharmaco- PANIC DISORDER AND GAD
logical treatment for anxiety and depression began in By the Rule of Shared Efficacy, we conclude that the 1950s. During the 1960s and early 1970s, the ex- there is biological similarity among panic disorder and isting knowledge and experience suggested that the GAD. Since Klein’s demonstration of therapeutic effi- tricyclic antidepressants (TCAs) and monoamine oxi- cacy in the 1960s, imipramine is known to be an effec- dase inhibitors (MAOIs) were efficacious for treat- tive treatment for panic disorder. More recently, it has ment of depression and that benzodiazepines (BNZs) been shown that imipramine is also an effective treat- were efficacious for treatment of anxiety, but not vice ment of GAD [Rickels et al., 1993]. Additionally, the versa (see Table 4). In contrast to the pharmacological SSRI paroxetine is clearly effective in the treatment of dichotomy between anxiety and depression, diagnostic panic disorder and has been suggested in one recent manuals prior to DSM III [1980] essentially grouped study [Rocca et al., 1997] to have efficacy in GAD (this together what appeared to be pharmacologically dis- was neither double-blind nor placebo controlled).
tinct entities. In DSM III, however, a specific effort By the Rule of Limited Efficacy, we consider the was made to distinguish between anxiety and depres- case of the benzodiazepines. While standard doses of sion. By prohibiting the co-diagnoses of major depres- benzodiazepines appear to demonstrate efficacy in the sive disorder along with any of the anxiety disorders, it treatment of GAD, this is not the case for panic disor- became necessary to separate anxiety and depression, der. Panic disorder appears to be more responsive to choosing the most accurate of the two diagnoses in higher doses of benzodiazepines, such as alprazolam cases of ambiguity. However, a growing body of psy- and lorazepam [Charney and Woods, 1989].
chiatric knowledge, based upon clinical observation In conclusion, this pharmacological dissection sup- and treatment with available medications (see Table 4) ports the existence of both shared and unshared bio- demonstrated that the goal of full separation between logical properties for these two disorders. Biological anxiety and depression was unattainable. Thus, subse- commonality is demonstrated by the efficacy of imi- quent diagnostic manuals (DSM III-R and DSM IV) pramine in both illnesses. Preliminary findings suggest have opted to allow, on Axis I, both diagnoses of major that the SSRIs may also prove to be efficacious in both depressive disorder and one or more anxiety disorders.
anxiety disorders. The limited efficacy of the GABA- Furthermore, in DSM IV, anxiety disorder NOS is de- ergic medications in panic disorder suggests that be- fined as a mixture of anxiety and depressive symptoms.
side shared biological attributes there may be unshared DSM IV also introduces the diagnostic consideration biological attributes between GAD and panic disorder.
of mixed anxiety-depressive disorder.
Theoretical Review Article: Depression and Anxiety, Together or Apart
101
TABLE 4. Evolution of the indications for pharmacological treatments for anxiety and depression during the last five
decades

Upon reflection, the current conceptualization of al., 1996]. Additionally, genetic studies have suggested the relationship between anxiety and depression is not similarity in terms of shared genetic risk in both anxi- fundamentally different from the conceptualization of ety and depression [Kendler et al., 1987,1992]. Other several hundred years ago. Anxiety and depression, findings suggest differences between anxiety and de- both then and now, appear to be closely linked. Per- pression. A few examples of unshared characteristics in haps, the greatest difference is that present day views anxiety and depression include shortened REM la- are supported not only by clinical observation but also tency and increased REM density during the first by biological data. It is important to realize the value REM period in depression but not in anxiety disorders of this accumulating data, since it is a means by which [Stein et al., 1994], different patterns in platelet recep- we are able to recognize both similarities and differ- tor binding [Cameron et al., 1984], and low electro- ences between the currently defined clinical entities of dermal activity in major depression compared with anxiety and depression. In essence, techniques used to high values in anxiety disorders [Stein et al., 1994].
gain biological data serve as dissection tools to better Thus we argue that the long-standing perception define clinical entities. These dissecting tools include, along with the accumulating biological evidence and for example, phenomenological, endocrinologic, neuro- pharmacological dissection suggests both shared and receptor, and genetic investigations.
unshared characteristics for these two clinical disorders.
Another available approach for studying the rela- Such suggestions may effect future research by fo- tionship between anxiety and depression is pharmaco- cusing on shared and unshared biological characteris- logical dissection. In the preceding pages, we have tics instead of concentrating on either entity alone. It offered an approach based upon three basic rules that may also affect the development of newer drugs for can be applied in order to perform such a dissection.
these conditions. For instance, research evaluating Along with other biological findings, this pharmaco- drugs for major depression tend to overlook drugs logical dissection tool can be used to suggest possible that show efficacy in models for anxiety disorders and shared and unshared biological matrices for anxiety vice versa [Robinson and Kurtz, 1990].
and depressive disorders. Several biological findings In the above dissection, we treated anxiety disorders support the similarity between anxiety and depression.
and major depression without referring to the evolu- A few examples of shared characteristics include 1) tion of these disorders and their different stages. Dif- blunted growth hormone response to clonidine [Siever ferences in treatment response to the different classes et al., 1992; Coplan et al., 1995; Uhde, 1986], 2) of medications may vary depending upon the “stage” dysregulation of the hypothalamic-pituitary-adrenal of the illness. Also, we did not refer to the severity or axis [Butler and Nemeroff, 1990], and 3) dysfunction the heterogeneity of the clinical presentation of these of brain response to serotonergic challenge [Mann et disorders (i.e., major depression with melancholia vs.
102
Levine et al.
major depression without melancholia). Still another T, Liebowitz, MR, Gorman, JM. 1995. Persistence of blunted hu- important variable is the length of the pharmacologi- man growth hormone response to clonidine in fluoxetine-treated cal treatment, since there may be a difference between patients with panic disorder. Am J Psychiatry 152:619–622.
the result of pharmacological dissection done with Cutler NR, Sramek JJ, Keppel Hesselink JM, Krol A, Roeschen J, short-term treatment trials (few weeks) compared with Rickels K, et al. 1993. A double-blind placebo-controlled studycomparing the efficacy and safety of ipsapirone versus lorazepam long-term trials (several months to years). Future dis- in patients with generalized anxiety. J Clin Psychopharmacol sections may need to consider these issues.
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