5. Using Multiple Vocabularies
Catalogers of art information require multiple vocabularies because no
single vocabulary provides the full set of terminology needed to catalog
or index a given set of cultural heritage data; therefore, a combination
of vocabularies is necessary for indexing. Furthermore, separate vocabu-
laries may be required for retrieval; ideally, retrieval vocabularies are
based on indexing vocabularies but may be optimized and applied differ-
ently for this purpose. Strategies for using vocabularies for indexing
and for retrieval are further discussed in Chapter 8: Indexing with
and Chapter 9: Retrieval Using Controlled
In order to overcome the obstacles involved with using multiple
vocabularies, systems developers should investigate the interoperability of vocabularies and the creation of local authorities.
5.1. Interoperability of Vocabularies
In the context of controlled vocabularies, interoperability
refers to the ability of two or more vocabularies and their systems or components of their systems to map to each other’s data, with the goals of exchanging information and enhancing discovery. Interoperability of controlled vocabularies is a complex topic that has been researched in the field of information science since the 1960s.
Interoperability deals with the two conflicting demands that
underlie the development and use of controlled vocabularies. The first demand is that specialized vocabularies be developed for a certain community, such as the art and cultural heritage community; these vocabularies reflect the specific terms and concepts needed by catalogers to index and classify that material. However, no single vocabulary can be comprehensive, not even for its given scope. Interoperability may thus come into play as catalogers assign indexing terms to material, because cataloging art information requires a broad range of terminology that comes from different sources.
The second demand is made by end users who want to use a
single search to find resources (e.g., texts, data, images, etc.) in federated
settings across resources in different domains and created by different communities. Interoperability between resources and vocabularies is also a critical factor in meeting this demand.
Mappings between vocabularies may be used to facilitate faster
indexing when two or more vocabularies are used by the indexer. When the indexer selects a term from the first vocabulary, the system can respond by offering corresponding terms from the second vocabulary. The indexer then confirms appropriate selections and rejects those that do not apply. In addition, creating interoperability between vocabularies for retrieval can expand retrieval options for a given collection without the cost of additional indexing by indexers having to select terms from the second vocabulary.
5.2. Maintenance of Mappings
The use of multiple controlled vocabularies across multiple databases and systems involves the mapping of terms and the design of methods to use those terms for indexing and retrieval. In addition, it requires plans for maintenance of the vocabularies and the mapping; terminologies tend to change significantly over time, thus rendering the mapping obsolete if a maintenance plan is not in place.
The issues surrounding interoperability are discussed in detail
in ANSI/NISO Z39.19-2005: Guidelines for the Construction, Format, and
Management of Monolingual Controlled Vocabularies; BS 8723-4:2007:
Structured Vocabularies for Information Retrieval: Interoperability between
and ISO/CD 25964-1: Thesauri and Interoperability with
Other Vocabularies. Part 1: Thesauri for Information Retrieval
ment at the time of this writing).
A brief discussion of the issues appears
below. Additional issues surrounding retrieval using vocabularies are
addressed in Chapter 9: Retrieval Using Controlled Vocabularies
5.3. Methods of Achieving Interoperability
Achieving interoperability requires adapting two or more vocabularies—which were probably developed to stand alone—to work in a new envi-ronment where search terms drawn from one link to terms found in the other. Often the search is conducted across two or more resources. The resources may have been indexed using one, all, or none of the vocabu-laries being used in retrieval.
Thus, interoperability may involve merging or adapting
two or more controlled vocabularies to actually or virtually form a new controlled vocabulary that combines all the concepts and terms contained in the originals. It could also involve merging or adapting
two or more resources that have been indexed using different controlled vocabularies. Various methodologies for direct mapping and switching may be used.
5.3.1. Direct Mapping
generally refers to the matching of terms one-to-one
in each controlled vocabulary. The vocabularies need not be the same
size (one may be smaller or larger) or cover exactly the same content,
but there should be significant overlap in content. This technique
assumes that where overlap exists, there is the same meaning and level
of specificity between the two terms in each controlled vocabulary. In
the broadest application, interoperability allows vocabularies developed
for completely different domains to be combined in a comprehensive
conceptual and terminological map. Successful mappings typically
begin with a master vocabulary to which one or more subsidiary vocab-
ularies are mapped, rather than mapping back and forth across both or
Mapping may be done by computer algorithm or human media-
tion, but often both methods are employed together. The advantage of human mediation in creating mappings is that a subject expert can make a judgment about inexact equivalents. However, the use of automation or partial automation in a first pass at mapping may be beneficial.
Automated mapping may employ sets of terms found through
comparisons and analysis. In one example, co-occurrence mapping,
a set of terms may be created based on clusters of related terms gath-ered from the target resources. Related terms are determined by the frequency with which the terms appear together in the data. The result is a body of sets of presumably loosely related terms. The terms used for the co-occurrence mapping may be selected from individual metadata fields in the resources, from uncontrolled keywords assigned to the content or from the full text of the content in the resources. The loosely mapped term clusters discovered via this approach may be used in mapping between controlled vocabularies or used directly for indexing and retrieval.
In another automated strategy, links between vocabularies may
be made through a temporary union list created dynamically in response to user queries. Such algorithms may map terms that are not necessarily conceptual equivalents but may be related in some way and may be used to map to existing controlled vocabularies. Capturing these clusters of presumably related terms is intended to enhance indexing and retrieval at the time a user enters a query, but no new controlled vocabulary is permanently generated.
5.3.2. Switching Vocabulary
refers to the use of a third vocabulary, a switching vocabulary,
that itself can link to terms in each of the two original controlled vocab-
ularies. As with direct mapping, this type of mapping also assumes
that the meaning of the terms can be reconciled—in this case, between
all three terms: the original two controlled vocabulary terms and one
switching term. The advantage of this method is that the scope and
format of the switching term may be made broad enough to compensate
for differences between the two original terms. Another application
of switching occurs when the third vocabulary provides notations or a
classification scheme under which terms from both original controlled
vocabularies may be grouped. For example, carriage cradles
vocabulary and swinging cradles
in a second vocabulary could both be
mapped as children of cradles
in a switching vocabulary. This approach
enables a single, unifying hierarchical display for terms that originated
in multiple sources.
A further example of using a third vocabulary to map two or
more original vocabularies involves a lexical database.
This kind of data-base can be used to link terms from multiple controlled vocabularies into clusters of related concepts for which the types of relationships are defined, such as synonyms, antonyms, hierarchical relationships, and associative relationships.
5.3.3. Factors for Successful Interoperability of Vocabularies
The achievement of interoperability depends upon various factors,
including the following:
Scope of mapping:
The greater the number of elements included
in the mapping, the more difficult the mapping becomes. At
minimum, a mapping between vocabularies should match terms
to terms. If a mapping intends to link not only terms but also
scope notes, relationships, and other elements of the records
from each vocabulary, more human intervention is required to
harmonize the results.
Similarity of content:
The more similarity there is in the
content of each of the vocabularies and of the resources being
searched, the more likely it is that successful interoperability
will be achieved. For example, since there is little overlap in the
content, trying to map an art vocabulary to a medical vocabu-
lary for indexing and retrieval purposes has little advantage
over using each vocabulary separately in indexing and retrieval.
Even when both controlled vocabularies comply with standards
such as those from ISO or NISO thesaurus standards, if the content is not similar, differences and variability in terminology, meaning, and syntax will hamper cross-domain interoperability.
If the purposes or intended audiences of
the resources or vocabularies are very different, mappings of
vocabularies are difficult or impossible and search results are
uneven. If one database is indexed using terms for nonspecialists
while the other is indexed for subject experts, users from both
communities are likely to be disappointed with the combined
retrieval results. For example, the resources and vocabularies
required for an audience of K–12 students typically differ from
those required for scholars and subject experts.
Format and hierarchical structure:
The more there is similarity
in the format and hierarchical structure of the vocabularies,
the more likely interoperability between them is successful. If
terms from the different vocabularies vary in format and hier-
archical structures, indexing and retrieval results may be poor,
even when the combined vocabularies are similar in content and
used to search across similar domains. For example, mapping
subject headings to thesaurus terms is typically only margin-
ally successful, because subject headings are made of multiple
terms and other information—such as dates—concatenated
together, usually without hierarchical structure, while each
term in a thesaurus is a single word or short phrase representing
a discrete concept that is organized in a strictly defined hier-
archical context. Interoperability between two or more such
controlled vocabularies usually must reduce or eliminate struc-
ture while attempting to maintain meaning, which is difficult
with a thesaurus because meaning is implied by the hierarchical
context of the term.
Precoordination and postcoordination:
Differences in the
application of precoordinated and postcoordinated terminology
in the vocabularies complicate mapping efforts if one vocabulary
contains headings while the other contains unique terms. For
example, a two-to-one match rather than a one-to-one match is
required for the heading Baroque cathedral
if the second vocabu-
lary places the style Baroque
in one hierarchy and the building
type by function, cathedral,
in a second hierarchy.
A related issue concerns the differences in preco-
ordination and postcoordination expected in the search
methodologies of the resources being searched; if one data-base is indexed for precoordinated terms and the second expects terms to be postcoordinated in retrieval, results are uneven. Libraries have agreed on a common search protocol—Information Retrieval: Application Service Defini-tion and Protocol Specification
)—to perform searches across multiple Online Public Access Cata-logs (OPACs). More recently developed search protocols are Search/Retrieve via URL
), Search Retrieve Web Service
), and Metasearch XML Gateway
). However, resources in other communities do not typically have a common protocol, causing challenges in the interpretation of search terms and search results.
Granularity and specificity:
The differences in degree of speci-
ficity or granularity of the controlled vocabularies themselves,
and of the indexers’ applications of the vocabularies in the target
resources, may result in uneven results in indexing and retrieval.
For example, if one vocabulary contains very specific terms
for a given domain while another contains only general terms,
mapping between them will be difficult. If an exact equivalent
is not available, mappings should attempt to link to broader
terms, narrower terms, or to terms that have overlapping, if not
Conversely, if indexers of both resources have used the
same vocabulary for indexing, even if they use varying degrees of specificity and granularity in indexing terms, retrieval using that vocabulary across resources is still likely to be relatively successful because the broader and narrower terms are logically linked in the vocabulary and may be applied together in a search.
Synonymy and near synonymy:
Differences in how synonyms
and near synonyms are handled affects the ability to make a
successful mapping between vocabularies. If one vocabulary
links near synonyms as used for
terms for a concept, while the
other links only true synonyms, it is difficult to make a one-to-
one match between concepts. For example, levitation
may be related in a very general way and could both be terms
in a single thesaurus record, but they are not true synonyms
because their meanings are different, thus they comprise two
separate records in a thesaurus employing only true synonymy.
If vocabularies differ in the level of authori-
tativeness by which they are developed, mapping them is
difficult. For example, if the literary, organizational, and user
warrants allowed in developing the various vocabularies are
quite different, there may be little commonality among the
terms across the vocabularies or different meanings for the
5.3.4. Semantic Mapping
A semantic network
comprises relationships between terms and concepts
based on their meanings or the nature of the relationships between them.
The semantic relationships are sometimes derived from the vocabularies.
In other cases, they are extrapolated from the target content databases.
A semantic network may be used to map terms from one or
more controlled vocabularies according to a defined underlying organiza-
Diagram of an
tional structure or conceptual scheme. The relationships may range from
a simple hierarchical structure with generic broader/narrower relation-
ships to a more complex set of carefully defined relationships, such as
contained in, agent for, process is,
etc. The relationships may be categorized
to indicate the degree of closeness between linked terms, for example
exact synonyms, near synonyms, closely related terms, loosely related terms,
A semantic mapping based on categories and relationships is
illustrated in the diagram on the previous page. See also the discussion of
ontologies in Chapter 2: What Are Controlled Vocabularies?
5.4. Interoperability across Languages
Multilingual controlled vocabularies are sometimes treated as a special case of interoperability. If unique vocabularies have been developed inde-pendently using different languages, utilizing the two together as a multi-lingual controlled vocabulary is generally not effective without extensive human intervention in the mapping process. This is due to the problems and idiosyncrasies of translation and usage of terms in various languages, which are not resolved with the simple employment of an automated dictionary or data mining.
5.4.1. Issues of Multilingual Terminology
The issues surrounding the development or implementation of
multilingual terminology are discussed in detail in ISO 5964:1985:
Documentation—Guidelines for the Establishment and Development of
In brief, issues related to mapping problems are
listed below, ranked according to the difficulty of the solutions, from
simplest to most complex.
The most desirable match involves terms
in each language that are identical, or nearly identical, in
meaning and scope of usage in each language. For example,
the English prayer nut
and the Italian noce di preghiera
the same meaning.
Inexact and partial equivalences:
In cases where a suitable
preferred term with the exact meaning and usage of the original
term is not available in the second language, terms are some-
times linked as equivalents when they have only inexact or
partial matches in scope and meaning. For example, the English science
and the German Wissenschaft
have overlapping but not
Single-to-multiple term equivalence:
If there is no match in
scope and meaning between terms, sometimes a concept in one
vocabulary is matched to multiple descriptors in the second
language. For example, the Spanish term relojero
in English; however, in translation, the Spanish term could be repeated as a homograph and distin-guished with the qualifiers relojero (de pulsera)
and relojero (de pared)
in order to map to the English terms.
Sometimes there is no exact match, no term
in the second language has partial or inexact equivalence, and
there is no combination of descriptors in the second language
that would approximate a match. For example, the French term trompe l’oeil
has no equivalent in English.
In the absence of an exact match between terms in different
languages, inexact and partial equivalences may be used. Terms may be linked where both represent the same general concept, or where one term is broader and the second is narrower in meaning. When single-to-multiple term equivalences are made, a concept that is represented by a single preferred term in one language is represented by a combination of descriptors or a heading or phrase in the second language. In all of these cases, the definition or scope of the concept must be modified to cover the meanings of terms in all the languages.
None of the scenarios in the above paragraph is ideal. If the
meanings of the terms differ significantly, it is better to fill a gap in one language with a loan term from the other language. A loan
term is a foreign word or phrase that is routinely used instead of a transla-tion of the term into the native language. For example, the term lits à la romaine
refers to a particular type of bed peculiar to late-seventeenth-century French furniture; the best way to represent that term in an English language vocabulary is to use the French term as a loan term. Less desirable solutions include the adoption of a coined term in the second language. A coined
term is a new term invented for the purpose of making a match between languages, generally by translating the term, but without authoritative literary warrant for the usage of the term. Terms without literary warrant should be avoided because they do not represent usage in the other language (and documenting usage is a critical criterion in creating terms); in addition, coined terms are often awkward at best and meaningless at worst. For example, if the French Gothic style term Rayonnant
were translated into English as Radiating,
it would be meaningless; the French term should be used in English.
If a new vocabulary is intentionally developed as a translation of
an existing vocabulary, mapping between the two separate vocabularies is relatively easy. Mapping should occur from terms in an original language (called the source
language) to terms in the second language (called the target
5.4.2. Dominant Languages
In a completely multilingual vocabulary, all languages are treated
equally, with none serving as a so-called dominant language. However,
in practical applications, it is often necessary to treat one language as the
default dominant language, particularly when the vocabulary is rich and
complex. An example is the AAT,
in which each concept record includes
over one hundred fields or data elements in addition to the term itself.
With such vocabularies, it is impractical to maintain the data values of
flags, notes, dates, hierarchies, and other subsidiary information in several
languages. For the AAT,
English is the dominant language, although
terms and scope notes may be in multiple languages. In addition, if every
term in the original source language has not been assigned equivalents in
all other target languages, the status of the other languages is not equal to
that of the source language, and they are known as secondary
If a vocabulary such as the AAT
is developed as a single
unified vocabulary—but one in which the terms may exist in multiple languages—problems and issues with translations are resolved in the development process rather than in later mappings. Methods of develop-ment may entail the manual translation of the terms of the entire original vocabulary into another language or the addition of terms in several languages as each concept record is created. Creating such a vocabulary on the development side, rather than trying to map separate vocabu-laries later, makes the resulting set of multilingual terms very effective in searching across resources in different languages. In such a vocabulary, terms in different languages are exact equivalents, ideally linked only when meaning is synonymous and usage is identical or nearly identical. Issues of specificity and cultural context are taken into consideration in the selection of terms and the creation of relationships between concepts. Hierarchies and other relationships are likely to differ between compa-rable terminology in different languages, but such differences can be harmonized in development.
5.5. Satellite and Extension Vocabularies
Satellite and extension vocabularies may be considered microcontrolled vocabularies
(also known as microthesauri
), because they are specialized vocabularies that may fit into the structure of a larger, broader, or more generic controlled vocabulary.
A satellite vocabulary
is characterized by having been constructed
with the goal of being interoperable with an existing vocabulary. The satellite may be linked at multiple points to the original vocabulary. An example is a narrow specialty vocabulary that is intended to be integrated with the superstructure of a larger vocabulary.
An extension vocabulary
is typically also constructed with the goal
of being interoperable with an existing vocabulary, but is usually linked at one or a small number of nodes rather than being integrated at many points in the original vocabulary. Node
or leaf linking
is the method that links a specialized vocabulary to a node in the hierarchical structure of a broader controlled vocabulary so that the specialized vocabulary becomes a virtual new branch (or extension vocabulary) to the original vocabulary.
With either approach, the resulting family of controlled
vocabularies should be consistent in structure, term format, and editorial oversight. By using satellite or extension vocabularies, specialized users may have access to the desired levels of specificity in the new controlled vocabulary without swamping the original controlled vocabulary with detail that may not be needed by most users. Furthermore, as noted in the discussion of local authorities in the following chapter, satellite and extension vocabularies can allow a particular set of users to access only the specialized vocabulary terms that apply to their indexing needs, thus excluding the full original vocabulary from these users, while ensuring that their specialized terms are still compatible with the full vocabulary in retrieval.
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